Investment Advisers Act Jobs

Lead Compliance Analyst responsible for sub-adviser oversight, compliance reporting, and operational leadership within Transamerica Asset Management's regulatory compliance team.

Lead OFS's compliance program as 1st Vice President, overseeing regulatory compliance across credit investments and supporting board and regulatory reporting.

Kraken Adviser LLC is seeking a seasoned Chief Compliance Officer to lead and operationalize the firm’s SEC compliance program and act as the primary regulator-facing executive for a remote, crypto-oriented investment adviser.

Apollo Global Management seeks an Analyst/Associate to review and approve marketing and external communications, ensuring accuracy and regulatory compliance across the firm’s products and channels.